Ben Lawler
Ben Lawler is a registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11620 Wilshire Blvd. Ste 400, Los Angeles, CA, 90025
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ben is affiliated with Perennial Financial Services, LLC and Perennial Investment Advisors, LLC, providing investment advisory services, dedicating about half of his time to these activities. Ben also works as an insurance agent through Perennial Financial and Insurance Services and Perennial Legacy Insurance Solutions, and owns Lawler Law Firm and Handy Hands USA, LLC.
Employment History
Current Registrations
LPL Financial LLC
Perennial Financial Services
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.