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Eric Lower

18 Years of Experience
Tulsa, OK
Broker

Eric Lower is a registered investment advisor at Cetera Investment Advisers LLC, based in Tulsa, OK, with 18 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5618 South Mingo Road, Tulsa, OK, 74146

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric works at Gardner's Tax Service as an administrator, dedicating a few hours per week. He also works at Gardner Financial Services as an employee, spending nearly full-time hours there, mostly during securities trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2007 - Present · 18 yrs 10 mos
Cetera Financial Specialists LLC
July 2007 - Present · 18 yrs 10 mos
Cetera Financial Specialists LLCBroker
July 2007 - Present · 18 yrs 10 mos
State Registrations1 state
OK
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Lower - Financial Advisor | TrueAdvisor