Nicholas Deering
Nicholas Deering is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Sheboygan, WI, with 17 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
825 South Taylor Drive, Sheboygan, WI, 53081
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a part owner of Huberty & Associates S.C, dba Vesta, a public accounting firm, dedicating about 10-20% of his time to providing tax and accounting services. He is also a part owner of Vesta, providing financial services, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Financial Telesis INCBroker
Financial Telesis, INC.
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Ameriprise Financial Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.