James Roland
James Roland is a CFP-designated registered investment advisor at Foundation Financial Advisors, INC., based in Linthicum Heights, MD, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 3 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Foundation Financial Advisors offers financial planning services with fees ranging from $1,000 to $10,000. Hourly fees are billed at $200 to $500 per hour, and fixed annual fees range from $500 to $5,000, based on the services provided.
Location
785 Elkridge Landing Road, Suite 100, Linthicum Heights, MD, 21090
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products since August 2023, dedicating about 10-20% of his time. This activity is investment-related and conducted at the branch location.
Employment History
Current Registrations
Foundation Financial Advisors, INC.
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Sanders Morris Harris LLC
Sanders Morris Harris LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.