James Roland
James Roland is a CFP-designated registered investment advisor at Foundation Financial Advisors, INC., based in Linthicum Heights, MD, with 12 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 7 clients.
Compensation
Firm Size
IM Fee
Fee Structure
- Financial planning services — $1,000 to $10,000 depending on the scope of services provided
- Fixed annual fees — $500 to $5,000 based on services provided
- Hourly consulting — $200 to $500 per hour
Location
785 Elkridge Landing Road, Suite 100, Linthicum Heights, MD, 21090
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products since August 2023, dedicating about 10-20% of his time. This activity is investment-related and conducted at the branch location.
Employment History
Current Registrations
Foundation Financial Advisors, INC.
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Sanders Morris Harris LLC
Sanders Morris Harris LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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