KC
CFP
KC
CFP

Kenneth Clark

19 Years of Experience
Lawrenceburg, KY
BrokerSells Insurance

Kenneth Clark is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lawrenceburg, KY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

143 W Woodford St Ste 2, Lawrenceburg, KY, 40342-1580

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kenneth operates under the DBA K.E. Clark & Associates Financial Services, selling stocks, bonds, mutual funds, life insurance, and long-term care insurance in conjunction with LPL Financial. This activity consumes nearly all of Kenneth's time.

Employment History
Current Registrations
LPL Financial LLC
September 2011 - Present · 15 yrs
LPL Financial LLCBroker
September 2011 - Present · 15 yrs
Previous Registrations
Edward Jones
September 2006 - August 2011 · 4 yrs 11 mos
Edward JonesBroker
August 2006 - August 2011 · 5 yrs
State Registrations5 states
FLINKYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.