BS
BS

Bradley Staton

19 Years of Experience
Henderson, KY
Broker

Bradley Staton is a registered investment advisor at LPL Financial LLC, based in Henderson, KY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

230 Second Street, Suite 210, Henderson, KY, 42420

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradley operates under Staton Investment Management as a DBA for his LPL business, dedicating nearly all of his time to it. He also serves as a City Commissioner and Mayor for the City of Henderson, KY, spending about a quarter of his time on these roles.

Employment History
Current Registrations
LPL Financial LLC
November 2011 - Present · 14 yrs 6 mos
LPL Financial LLCBroker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Edward Jones
September 2006 - November 2011 · 5 yrs 2 mos
Edward JonesBroker
August 2006 - November 2011 · 5 yrs 3 mos
State Registrations14 states
ARCAILINKYLAMIMONCNYOHOKSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.