John Palmer is a registered investment advisor, based in Seattle, WA, with 17 years of industry experience.
Location
Seattle, WA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hartford Funds
February 2025 - Present · 1 yr 3 mos
Hartford Funds Distributors, LLC
February 2025 - Present · 1 yr 3 mos
Hartford Funds Distributors, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Manning & Napier Advisors, LLC
May 2023 - February 2025 · 1 yr 9 mos
Manning & Napier Investor Services, INC.Broker
March 2023 - February 2025 · 1 yr 11 mos
Dws Distributors, INC.Broker
November 2021 - January 2023 · 1 yr 2 mos
Securities America, INC.Broker
January 2021 - September 2021 · 8 mos
Securities America Advisors, INC.
January 2021 - September 2021 · 8 mos
Nuveen Asset Management, LLC
May 2012 - January 2020 · 7 yrs 8 mos
Nuveen Securities, LLCBroker
May 2012 - January 2020 · 7 yrs 8 mos
Rydex Distributors, LLCBroker
March 2011 - December 2011 · 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.
September 2006 - June 2009 · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2006 - June 2009 · 2 yrs 9 mos
State Registrations2 states
MDWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.