Stephen Goalen is a CFP-designated registered investment advisor at Goalen Capital Advisors, LLC, based in Bountiful, UT, with 15 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 101 clients with $87M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees for amounts over $10,000,000 are negotiable. Financial planning is included for investment management clients.
Fee Estimator
Location
380 N 200 W, 201, Bountiful, UT, 84010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is a shareholder in Battalion Bags, LLC and Klean Freak, LLC. He has no responsibilities to either company beyond his equity position.
Employment History
Current Registrations
Goalen Capital Advisors, LLC
Previous Registrations
Merit Wealth Management, LLC
Axion Wealth LLC
Goalen Financial Advisors
Jacobsen Capital Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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