KJ
KJ

Kenneth Johnson

19 Years of Experience
Grand Junction, CO
1 DisclosureBroker

Kenneth Johnson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Grand Junction, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

123 N 7th St, Grand Junction, CO, 81501

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Denied
Other Business Activities

Kenneth is a director and employee of the Grand Junction Sports Historical Society, a 501c3 dedicated to preserving Western Colorado sports stories. He spends minimal time on this activity, determining stories, facilitating interviews, and maintaining the Facebook page.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - Present · 16 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - Present · 16 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - July 2009 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - July 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.
September 2006 - January 2008 · 1 yr 4 mos
A. G. Edwards & Sons, INC.Broker
August 2006 - January 2008 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Johnson - Financial Advisor | TrueAdvisor