Kenneth Johnson
Kenneth Johnson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Grand Junction, CO, with 20 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
123 N 7th St, Grand Junction, CO, 81501
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2011Other Business Activities
Kenneth is a director and employee of the Grand Junction Sports Historical Society, a 501c3 dedicated to preserving Western Colorado sports stories. He spends minimal time on this activity, determining stories, facilitating interviews, and maintaining the Facebook page.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Carol ToddMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Julie Lane-BockelmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sabrina HoneycuttMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Erick Field, CFPEdward Jones
- Daniel Funderburk, CFPCambridge Investment Research Advisors, INC.
- Richard Keller, CFP