Marc Kozuki
Marc Kozuki is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Kahului, HI, with 15 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
33 Lono Avenue, Suite 100, Kahului, HI, 96732
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2016Other Business Activities
Marc is a partner in Maui Leis and Flowers LLC, a flower business, spending a few hours per week. He is also the president of Home Maid Bakery Inc, dedicating minimal time daily.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.