Joshua Kozel is a registered investment advisor at LPL Financial LLC, based in Valparaiso, IN, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
105 Lincolnway Ste 205, Valparaiso, IN, 46383-5637
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joshua operates under the DBA Farrall Wealth since 2011. He also has a business entity, Kozel Enterprises Inc, for tax and investment purposes, dedicating about a quarter of his time to it, including some time during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Allied Securities, INC.Broker
Lakeside Wealth Management Group, LLC
First Advisors, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations1 state
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