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Scott Hocker is a registered investment advisor, based in Lees Summit, MO, with 8 years of industry experience.
Location
600 SW Jefferson Street, Suite 208, Lees Summit, MO, 64063
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2022Denied
Other Business ActivitiesSells Insurance
Scott is a broker for non-variable insurance through Mass Mutual (Synergy Wealth Solutions), dedicating minimal time to this activity. He is also an independent contractor for Beyond Wealth Advisors, spending minimal time as an advisor.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2021 - Present · 4 yrs 9 mos
Raymond James Financial Services, INC.Broker
December 2021 - Present · 4 yrs 9 mos
Previous Registrations
MML Investors Services, LLC
November 2020 - December 2021 · 1 yr 1 mo
MML Investors Services, LLCBroker
June 2020 - December 2021 · 1 yr 6 mos
American Family Securities, LLCBroker
July 2006 - October 2009 · 3 yrs 3 mos
State Registrations13 states
ALARCOFLILKSMNMONCNJNVPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.