Dennis Cordova is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Warwick, NY, with 17 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
20 Spring Street, Suite 1A, Warwick, NY, 10990
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dennis owns and manages rental properties in Matamoras, PA, since 2008, dedicating minimal time. He also owns rental property at 49 Highland Rd in Glen Rock, NJ, since 2021, dedicating minimal time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Key Investment Services LLC
Key Investment Services LLCBroker
Biondo Asset Management LLCBroker
Echotrade LLCBroker
Biondo Asset Management LLCBroker
Biondo Asset Management LLCBroker
Biondo Asset Management LLCBroker
State Registrations8 states
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