Rudy Anguiano is a registered investment advisor, based in Red Bank, NJ, with 18 years of industry experience.
Location
10 Drs. James Parker Blvd, Suite 202, Red Bank, NJ, 07701
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Regulatory History (2)
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Employment Separation After Allegations
November 2025Financial
November 2016Final
Other Business Activities
Rudy operates under the DBA Anguiano Capital Partners, Inc. for his LPL business. He also has a business entity, Anguiano Capital Partners, Inc., for tax/investment purposes only.
Employment History
Current Registrations
Alexander Capital, L.P.
January 2026 - Present · 4 mos
Alexander Capital, L.P.Broker
January 2026 - Present · 4 mos
Alexander Capital Wealth Management LLC
January 2026 - Present · 4 mos
Previous Registrations
LPL Financial LLCBroker
April 2022 - December 2025 · 3 yrs 8 mos
LPL Financial LLC
April 2022 - December 2025 · 3 yrs 8 mos
Ameriprise Financial Services, LLC
September 2020 - April 2022 · 1 yr 7 mos
Ameriprise Financial Services, LLCBroker
September 2020 - April 2022 · 1 yr 7 mos
Waddell & Reed
February 2016 - September 2020 · 4 yrs 7 mos
Waddell & ReedBroker
February 2016 - September 2020 · 4 yrs 7 mos
Wells Fargo Advisors, LLC
September 2013 - March 2016 · 2 yrs 6 mos
Wells Fargo Advisors, LLCBroker
September 2013 - March 2016 · 2 yrs 6 mos
U.S. Bancorp Investments, INC.
February 2012 - September 2013 · 1 yr 7 mos
U.S. Bancorp Investments, INC.Broker
March 2010 - September 2013 · 3 yrs 6 mos
LPL Financial CorporationBroker
October 2008 - January 2010 · 1 yr 3 mos
Wamu Investments, INC.Broker
February 2007 - October 2008 · 1 yr 8 mos
State Registrations2 states
CANJ
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.