Roland Miles is a registered investment advisor at Morgan Stanley, based in Holladay, UT, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6510 South Millrock Drive, Suite 100, Holladay, UT, 84121
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2023 - Present · 3 yrs 4 mos
Morgan StanleyBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
E*trade Capital Management, LLC
September 2013 - September 2023 · 10 yrs
E*trade Securities LLCBroker
May 2009 - September 2023 · 14 yrs 4 mos
Fidelity Brokerage Services LLCBroker
January 2008 - February 2009 · 1 yr 1 mo
Fidelity Investments Institutional Services Company, INC.Broker
October 2007 - January 2008 · 3 mos
American Family Securities, LLCBroker
August 2006 - August 2007 · 1 yr
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.