Mathew Petty
Mathew Petty is a CFA-designated registered investment advisor at Charles Schwab Investment Management, INC, based in Lone Tree, CO, with 15 years of industry experience. Mathew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 856,597 clients with $1700B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Schedule represents ThomasPartners Strategies fee structure for direct clients. Other strategies have different fee schedules (e.g., Windhaven charges 1.00% up to $5M, dropping to 0.50% above $50M; Schwab Personalized Indexing ranges from 0.15% to 0.25%; Wasmer Schroeder ranges from 0.07% to 0.75%).
Fee Estimator
Location
9825 Schwab Way, Lone Tree, CO, 80124
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Charles Schwab Investment Management, INC
Previous Registrations
Charles Schwab Investment Advisory, INC
Charles Schwab & CO., INC.
Wasatch Advisors INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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