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Engels Mendez

16 Years of Experience
New York, NY
Broker

Engels Mendez is a registered investment advisor at Morgan Stanley, based in New York, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Engels is the sole proprietor/owner of ECM2 Holdings LLC, a personal holding company, since May 2023. This administrative role requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 5 yrs 3 mos
Morgan StanleyBroker
May 2019 - Present · 7 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
June 2010 - May 2019 · 8 yrs 11 mos
J.P. Morgan Clearing CORP.Broker
February 2010 - June 2010 · 4 mos
State Registrations33 states
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Exams
No exam information available for this advisor.