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Ryan Brown

Charles Schwab & CO., INC.
20 Years of Experience
Sunnyvale, CA
1 DisclosureBroker
View SEC Summary
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Ryan Brown is a registered investment advisor at Charles Schwab & CO., INC., based in Sunnyvale, CA, with 20 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

438 East El Camino Real, Sunnyvale, CA, 94087-1938

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ryan is a member/manager of Saenz & Brown, LLC, 2514 West Butler LLC, and Vernon Townhome, LLC, all involved in renting property to tenants. These activities each take about 10-20% of Ryan's time and are not investment related.

Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2021 - Present · 5 yrs 2 mos
Charles Schwab & CO., INC.Broker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2015 - July 2021 · 6 yrs
Wells Fargo Clearing Services, LLCBroker
July 2015 - July 2021 · 6 yrs
J.P. Morgan Securities LLC
October 2012 - July 2015 · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2015 · 2 yrs 9 mos
Chase Investment Services CORP.
September 2008 - October 2012 · 4 yrs 1 mo
Chase Investment Services CORP.Broker
November 2007 - October 2012 · 4 yrs 11 mos
Metlife Securities INC.Broker
March 2007 - November 2007 · 8 mos
Metropolitan Life Insurance CompanyBroker
March 2007 - July 2007 · 4 mos
National Securities CorporationBroker
August 2006 - March 2007 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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