JB
JB

Joseph Baker

16 Years of Experience
St. Louis, MO
Broker

Joseph Baker is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One N Jefferson Ave, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
December 2024 - Present · 1 yr 9 mos
Wells Fargo Advisors
December 2024 - Present · 1 yr 9 mos
Previous Registrations
Rabo Securities USA, INC.Broker
April 2023 - December 2024 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2022 - April 2023 · 1 yr 3 mos
Wells Fargo Clearing Services, LLC
January 2022 - April 2023 · 1 yr 3 mos
Wells Fargo Clearing Services, LLC
October 2018 - February 2020 · 1 yr 4 mos
Wells Fargo Clearing Services, LLCBroker
September 2018 - February 2020 · 1 yr 5 mos
Wells Fargo Clearing Services, LLC
September 2018 - September 2018 · 0 mos
Wells Fargo Advisors Financial Network, LLC
June 2011 - September 2018 · 7 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2011 - September 2018 · 7 yrs 3 mos
Wells Fargo Advisors, LLCBroker
May 2010 - August 2014 · 4 yrs 3 mos
Wells Fargo Advisors, LLC
May 2010 - August 2014 · 4 yrs 3 mos
Wells Fargo Advisors, LLC
February 2007 - August 2009 · 2 yrs 6 mos
Wells Fargo Advisors, LLCBroker
August 2006 - August 2009 · 3 yrs
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.