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CFP
JK
CFP

James Keller

Highpoint Planning Partners
20 Years of Experience
St. Charles, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Keller is a CFP-designated registered investment advisor at Highpoint Planning Partners, based in St. Charles, IL, with 20 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 9,258 clients with $4.8B in assets under management.

Highpoint Planning Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
114 advisors
Number of Clients
9,258 clients
Average Client Portfolio
$517K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.20%

Annual asset management fees range from 0% to 2.20% and are negotiable. LPL sponsored advisory programs have separate fee schedules with maximum annual fees ranging from 1.35% to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2320 Dean Street, Suite 202, St. Charles, IL, 60175

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James operates several businesses, including DBAs for his LPL business, registered investment advisor roles through Highpoint Advisor Group, and real estate rentals. He also works as an independent agent selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Highpoint Planning Partners
December 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
November 2008 - Present · 17 yrs 11 mos
Previous Registrations
Highpoint Planning Partners
November 2013 - December 2021 · 8 yrs 1 mo
LPL Financial LLC
November 2008 - October 2020 · 11 yrs 11 mos
Edward Jones
October 2006 - December 2008 · 2 yrs 2 mos
Edward JonesBroker
September 2006 - December 2008 · 2 yrs 3 mos
State Registrations20 states
ARAZCACOFLILINKYMIMNMONCNHNYORSCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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