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Frank Lombardo

W Advisors LLC
19 Years of Experience
Memphis, TN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Frank Lombardo is a registered investment advisor at W Advisors LLC, based in Memphis, TN, with 19 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 95 clients with $240M in assets under management.

W Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
95 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$244.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual fee is 1.25% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1715 Aaron Brenner Dr., Suite 218, Memphis, TN, 38120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank is a member IAR at W Advisors, LLC, managing money for a fee since 2013, dedicating nearly full-time hours. He is also an insurance agent providing insurance solutions to clients, dedicating full-time hours.

Employment History
Current Registrations
W Advisors LLC
March 2015 - Present · 11 yrs 7 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Morgan Stanley
June 2009 - October 2013 · 4 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2013 · 4 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2007 - April 2007 · 3 mos
Morgan Stanley Dw INC.Broker
November 2006 - April 2007 · 5 mos
State Registrations5 states
ARAZFLMSTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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