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Andrew Tracy

Ameriprise Financial Services, LLC
19 Years of Experience
Columbus, OH
Broker
View SEC Summary
View SEC Summary

Andrew Tracy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Columbus, OH, with 19 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1531 W Lane Ave, Columbus, OH, 43221-3920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2026 - Present · 4 mos
Huntington Financial Advisors
September 2019 - Present · 7 yrs 1 mo
The Huntington Investment CompanyBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2019 · 6 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2019 · 6 yrs 11 mos
Chase Investment Services CORP.
July 2012 - October 2012 · 3 mos
Chase Investment Services CORP.Broker
July 2012 - October 2012 · 3 mos
Morgan Stanley Smith BarneyBroker
March 2010 - July 2012 · 2 yrs 4 mos
Morgan Stanley Smith Barney LLC
March 2010 - July 2012 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.
September 2008 - January 2010 · 1 yr 4 mos
U.S. Bancorp Investments, INC.Broker
September 2008 - January 2010 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - September 2008 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2007 - September 2008 · 1 yr 8 mos
State Registrations3 states
MAOHWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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