Briana Bateman is a registered investment advisor, based in Lees Summit, MO, with 19 years of industry experience. Briana is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Lees Summit, MO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Voya Retirement Advisors, LLC
October 2025 - Present · 1 yr
Voya Financial Partners, LLC
October 2025 - Present · 1 yr
Voya Financial Partners, LLCBroker
October 2025 - Present · 1 yr
Previous Registrations
Empower Advisory Group, LLC
August 2017 - February 2025 · 7 yrs 6 mos
Empower Financial Services, INC.Broker
September 2014 - February 2025 · 10 yrs 5 mos
J.P. Morgan Institutional Investments INC.Broker
September 2008 - September 2014 · 6 yrs
J.P. Morgan Institutional Investments INC.Broker
September 2006 - July 2008 · 1 yr 10 mos
State Registrations1 state
MO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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