JR
CFP
JR
CFP

John Rose

19 Years of Experience
St Simons Island, GA
Broker

John Rose is a CFP-designated registered investment advisor at Morgan Stanley, based in St Simons Island, GA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

475 Sea Island Road, St Simons Island, GA, 31522

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a board member of Gamma Kappa Properties, Inc, a non-profit organization, since July 2021. He dedicates minimal time to this activity.

Employment History
Current Registrations
Morgan Stanley
April 2017 - Present · 9 yrs 5 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - March 2017 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2017 · 7 yrs 5 mos
Suntrust Investment Services, INC.
December 2006 - November 2009 · 2 yrs 11 mos
Suntrust Investment Services, INC.Broker
September 2006 - November 2009 · 3 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.