MF
MF

Mark Foster

18 Years of Experience
Los Angeles, CA
Broker

Mark Foster is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 18 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
July 2024 - Present · 1 yr 10 mos
Capital Client Group, INC.
May 2024 - Present · 2 yrs
Capital Client Group, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Invesco Distributors, INC.Broker
May 2019 - May 2024 · 5 yrs
Oppenheimerfunds Distributor, INC.Broker
November 2009 - May 2019 · 9 yrs 6 mos
Horan Securities, INC.Broker
April 2007 - October 2009 · 2 yrs 6 mos
State Registrations3 states
CAMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Foster - Financial Advisor | TrueAdvisor