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Christopher Nield

19 Years of Experience
Hinsdale, IL
Broker

Christopher Nield is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Hinsdale, IL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

Hinsdale, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - Present · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - Present · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
August 2010 - August 2017 · 7 yrs
J.P. Morgan Securities LLC
August 2010 - May 2012 · 1 yr 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.
October 2006 - June 2009 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
October 2006 - June 2009 · 2 yrs 8 mos
State Registrations27 states
ALAZCACOCTDEFLILINKSKYMAMEMIMNMOMTNCNHNVNYOHSCTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.