Rodney Becker
Rodney Becker is a CFP-designated registered investment advisor at Whipplewood Advisors, LLC, based in Littleton, CO, with 19 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 148 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WhippleWood Advisors' investment management fees are based on a percentage of your portfolio's value each year, billed quarterly. The maximum annual advisory fee is 1.15%, but the specific fee is set forth in your Investment Advisory Agreement. Fees may vary based on the size of the account, complexity of the portfolio, or other reasons agreed upon. Employees and their family-related accounts are charged a reduced fee. The client may initiate negotiation of advisory fees.
Location
11852 Shaffer Drive, Building B, Littleton, CO, 80127
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2014Employment Separation After Allegations
July 2014Other Business ActivitiesSells Insurance
Rodney conducts his investment advisory business through Whipplewood Advisors, focusing on investment management and financial planning. He also holds an insurance license and dedicates minimal time to selling insurance products, potentially receiving compensation from these sales.
Employment History
Current Registrations
Whipplewood Advisors, LLC
Dmk Advisor Group, INC.Broker
Dmk Advisor Group, INC.
Previous Registrations
First Financial Equity Corporation
First Financial Equity CorporationBroker
First Financial Equity Corporation
Edward Jones
Edward JonesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.