William Lockwood is a CFP-designated registered investment advisor at LPL Financial LLC, based in Ellisville, MO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16290 Westwoods Business Park, Ellisville, MO, 63021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates his LPL business through Jones Investment Group and RMW Rocky Mountain Wealth Advisory Group LLC. He spends a few hours per week on the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Edward Jones
Edward JonesBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.