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Laura Shifflette

17 Years of Experience
Seattle, WA
Broker

Laura Shifflette is a registered investment advisor, based in Seattle, WA, with 17 years of industry experience.

Location

1700 7th Avenue, Suite 2100, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura is the executor of the Marjorie Stone Shifflette Estate and owns Voulez Vous, a consulting business, dedicating minimal time to each. She also works as a financial professional for Passage Wealth Advisors, LLC (full-time) and serves as Board Secretary for the Seattle Yacht Club and Bailli (President) for Chaine des Rotisseurs, dedicating a few hours per week to each.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
August 2018 - November 2020 · 2 yrs 3 mos
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
State Registrations5 states
CAFLHIIDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Shifflette - Financial Advisor | TrueAdvisor