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Michelle Sarmiento is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 19 years of industry experience. Michelle operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2019 - Present · 7 yrs 1 mo
Neuberger Berman Bd LLC
April 2019 - Present · 7 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
James Investment Research INC
November 2011 - April 2019 · 7 yrs 5 mos
Alps Distributors, INC.Broker
October 2011 - April 2019 · 7 yrs 6 mos
Unified Financial Securities, INC.Broker
September 2009 - October 2011 · 2 yrs 1 mo
Ifs Fund Distributors, INC.Broker
September 2006 - March 2009 · 2 yrs 6 mos
State Registrations7 states
ALKYLAMSNYOHTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.