Brent Finck is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 1 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Chicago, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
October 2025 - Present · 11 mos
Neuberger Berman Bd LLC
October 2025 - Present · 11 mos
Neuberger Berman Bd LLCBroker
October 2025 - Present · 11 mos
Previous Registrations
Northern Trust Securities, INC.Broker
March 2008 - May 2008 · 2 mos
Robert W. Baird & CO. IncorporatedBroker
October 2006 - August 2007 · 10 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.