ML
CFP
ML
CFP
Mallory Leeuwen
19 Years of Experience
Santa Barbara, CA
1 DisclosureBrokerSells Insurance
Mallory Leeuwen is a CFP-designated registered investment advisor, based in Santa Barbara, CA, with 19 years of industry experience.
Location
24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2009Denied
Other Business ActivitiesSells Insurance
Mallory is an agent selling non-variable insurance products with various carriers since 2019. She dedicates a few hours per week to analyzing client needs and making recommendations.
Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Pensionmark Securities, LLCBroker
September 2017 - October 2025 · 8 yrs 1 mo
Capfinancial Securities, LLC.Broker
August 2015 - September 2017 · 2 yrs 1 mo
Independent Financial Partners
March 2012 - August 2015 · 3 yrs 5 mos
LPL Financial LLCBroker
March 2012 - August 2015 · 3 yrs 5 mos
Wells Fargo Advisors, LLC
January 2008 - March 2012 · 4 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2008 - March 2012 · 4 yrs 2 mos
A. G. Edwards & Sons, INC.
October 2006 - January 2008 · 1 yr 3 mos
A. G. Edwards & Sons, INC.Broker
October 2006 - January 2008 · 1 yr 3 mos
State Registrations4 states
CACONVWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.