David Rich
David Rich is a CFP-designated registered investment advisor at Mercer Global Advisors INC., based in Scottsdale, AZ, with 17 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 31,333 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Schedule is for Wealth Management and Ascend Group. Guided Investing starts at 1.10% for the first $1 million in managed assets with a lower minimum fee of $1,200. Wealth Path starts at 1.30% for the first $1 million with a minimum fee of $6,000.
Fee Estimator
Location
7033 E Greenway Pkwy Suite 290, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Financial
August 2016Other Business Activities
David is the founder of Proudly We Wave, a holiday flag service that began in 2015. He dedicates a few hours per week to running the business outside of securities trading hours.
Employment History
Current Registrations
Mercer Global Advisors INC.
Previous Registrations
Vanguard Marketing CorporationBroker
Vanguard Advisers, INC.
Wealthplan Advisors, LLC
Schwab Private Client Investment Advisory, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Chase Investment Services CORP.Broker
AXA Advisors, LLCBroker
USAA Investment Management CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.