JP
JP

Justin Parkhurst

19 Years of Experience
San Jose, CA
3 DisclosuresBroker

Justin Parkhurst is a registered investment advisor at RBC Capital Markets, LLC, based in San Jose, CA, with 19 years of industry experience. Justin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

99 Almaden Boulevard, Suite 300, San Jose, CA, 95113-1603

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2024
Final
Regulatory
December 2023
Final
Employment Separation After Allegations
November 2020
Employment History
Current Registrations
RBC Capital Markets, LLC
December 2020 - Present · 5 yrs 5 mos
RBC Capital Markets, LLC
December 2020 - Present · 5 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - November 2020 · 11 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2020 · 11 yrs 5 mos
Citigroup Global Markets INC.
October 2006 - June 2009 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
October 2006 - June 2009 · 2 yrs 8 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMSMTNCNDNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.