Marcelo Castaneda
Marcelo Castaneda is a registered investment advisor at Charles Schwab & CO., INC., based in Southlake, TX, with 20 years of industry experience. Marcelo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Location
1524 E. Southlake Blvd, Southlake, TX, 76092-6421
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2011Other Business ActivitiesSells Insurance
Marcelo receives insurance residuals from annuity sales between 2004 and 2007 and is an ambassador for Chorus Pickleball, marketing and selling pickleball equipment. Both activities require minimal time commitment.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Ing Financial Advisers, LLC
Ing Financial Advisers, LLCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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