Marcelo Castaneda
Marcelo Castaneda is a registered investment advisor at Charles Schwab & CO., INC., based in Southlake, TX, with 19 years of industry experience. Marcelo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
1524 E. Southlake Blvd, Southlake, TX, 76092-6421
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2011Other Business ActivitiesSells Insurance
Marcelo receives insurance residuals from annuity sales between 2004 and 2007 and is an ambassador for Chorus Pickleball, marketing and selling pickleball equipment. Both activities require minimal time commitment.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
AXA Advisors, LLCBroker
AXA Advisors, LLC
Ing Financial Advisers, LLC
Ing Financial Advisers, LLCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.