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Barbara Cook

19 Years of Experience
Omaha, NE
BrokerSells Insurance

Barbara Cook is a registered investment advisor at Cetera Investment Advisers LLC, based in Omaha, NE, with 19 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9900 Nicholas St Ste 360, Omaha, NE, 68114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Barbara sells fixed insurance products, including life, health, disability, annuities, and long-term care. She also works in financial planning through Curnes Financial Group, Cook Enterprises Inc., and CFG Advisors, dedicating nearly full-time hours to these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
December 2006 - Present · 19 yrs 5 mos
Cetera Wealth Services, LLC
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2008 - June 2023 · 15 yrs
State Registrations12 states
AZCACOFLIAKSMNMONEPASDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barbara Cook - Financial Advisor | TrueAdvisor