Nicole Miller is a registered investment advisor, based in St Cloud, MN, with 15 years of industry experience.
Location
400 1st Street S Ste 300, St Cloud, MN, 56301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
December 2019 - Present · 6 yrs 5 mos
Cetera Investment Advisers LLC
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Woodbury Financial Services, INC.Broker
March 2019 - November 2019 · 8 mos
Woodbury Financial Services, INC.
March 2019 - November 2019 · 8 mos
LPL Financial LLC
September 2018 - March 2019 · 6 mos
LPL Financial LLCBroker
September 2018 - March 2019 · 6 mos
Cetera Investment Advisers LLC
January 2014 - September 2018 · 4 yrs 8 mos
Cetera Investment Services LLC
April 2013 - January 2014 · 9 mos
Cetera Financial Specialists LLCBroker
April 2012 - February 2013 · 10 mos
Cetera Advisors LLCBroker
October 2010 - February 2013 · 2 yrs 4 mos
Cetera Advisor Networks LLCBroker
October 2010 - February 2013 · 2 yrs 4 mos
Cetera Investment Services LLCBroker
April 2010 - September 2018 · 8 yrs 5 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.