LM
LM
Lauren Marx is a registered investment advisor at Virtus Investment Advisers, LLC, based in Hartford, CT, with 17 years of industry experience. Lauren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
80 advisors
IM Fee
Planning only
Assets Under Management
$54.0B
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Location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
November 2013 - Present · 12 yrs 6 mos
Vp Distributors LLC
July 2013 - Present · 12 yrs 10 mos
Vp Distributors LLCBroker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Metlife Investors Distribution CompanyBroker
March 2011 - August 2013 · 2 yrs 5 mos
Metlife Securities INC.Broker
January 2007 - March 2009 · 2 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
January 2007 - July 2007 · 6 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.