Patricia Lloyd
Patricia Lloyd is a CFP-designated registered investment advisor at Ardent Wealth Management, based in Scottsdale, AZ, with 19 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The Advisory Fee ranges up to 1.50% annually of the assets under management. The Advisory Fee is negotiable. Client’s fees will take into consideration the aggregate assets under management with the Advisor.
Fee Estimator
Location
14555 N Scottsdale Rd, Suite 320, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (4)
Judgment / Lien
May 2018Customer Dispute
June 2017Customer Dispute
February 2015Customer Dispute
April 2013Other Business ActivitiesSells Insurance
Patricia is an insurance agent with Crosswise Insurance Agency since 2018, dedicating about 10-20% of her time. She is also an investment advisor representative for Ardent Wealth Management and Lifeworks Advisors, LLC, spending approximately 70% of her time in these roles. Additionally, Patricia is the President of External Executive Team, LLC since 2017, spending about 10-20% of her time.
Employment History
Current Registrations
Ardent Wealth Management
Previous Registrations
Lifeworks Advisors, LLC
Ardent Wealth Management INC.
Ardent Wealth Management INC.
LPL Financial LLCBroker
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ardent Wealth Management INC.
Prism Investment Management, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.