Eric Kapla is a registered investment advisor at Morgan Stanley, based in Green Bay, WI, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 North Washington Street, Suite 410, Green Bay, WI, 54301
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Regulatory History (2)
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Customer Dispute
April 2012Settled
Customer Dispute
December 2008Settled
Other Business Activities
Eric is a partner in Kapla Enterprises LLC, a real estate venture, spending minimal time after business hours. He is also a partner in Schoen Street Condo Rentals LLC, another real estate venture, spending minimal time after business hours.
Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 15 yrs 1 mo
Morgan StanleyBroker
August 2011 - Present · 15 yrs 1 mo
Previous Registrations
Metlife Securities INC.
March 2007 - September 2011 · 4 yrs 6 mos
Metlife Securities INC.Broker
October 2006 - September 2011 · 4 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
October 2006 - July 2007 · 9 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.