Eric Kapla is a registered investment advisor at Morgan Stanley, based in Green Bay, WI, with 19 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
111 North Washington Street, Suite 410, Green Bay, WI, 54301
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2012Customer Dispute
December 2008Other Business Activities
Eric is a partner in Kapla Enterprises LLC, a real estate venture, spending minimal time after business hours. He is also a partner in Schoen Street Condo Rentals LLC, another real estate venture, spending minimal time after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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