Leah Jones is a CFP-designated registered investment advisor, based in Chicago, IL, with 18 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Leah manages a rental property in Chicago, dedicating minimal time each month. She owns a small condo rental property since 2011.
Employment History
Current Registrations
Hightower Advisors, LLC
May 2015 - Present · 11 yrs
Hightower Securities, LLCBroker
May 2015 - Present · 11 yrs
Previous Registrations
Citigroup Global Markets INC.Broker
September 2014 - May 2015 · 8 mos
Citigroup Global Markets INC.
September 2014 - May 2015 · 8 mos
TD Ameritrade, INC.
December 2013 - August 2014 · 8 mos
Amerivest Investment Management, LLC
December 2013 - August 2014 · 8 mos
TD Ameritrade, INC.Broker
December 2013 - August 2014 · 8 mos
E*trade Capital Management, LLC
October 2012 - December 2013 · 1 yr 2 mos
E*trade Securities LLCBroker
September 2012 - December 2013 · 1 yr 3 mos
LPL Financial LLCBroker
July 2011 - July 2012 · 1 yr
LPL Financial LLC
March 2011 - July 2012 · 1 yr 4 mos
The Mosaic Financial Group, LLC
December 2006 - September 2010 · 3 yrs 9 mos
State Registrations8 states
CACTFLINKYMDVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.