Fallien Schwein
Fallien Schwein is a registered investment advisor at Fifth Third Securities, INC., based in Comstock Park, MI, with 19 years of industry experience. Fallien is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Location
3980 Alpine Nw, Comstock Park, MI, 49321
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2013Other Business Activities
Fallien owns two rental properties, 1842 Hall Street LLC and 1456 Boston Street LLC. Fallien spends minimal time maintaining the properties and collecting rents.
Employment History
Current Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Paul Kraklan, CFP, ChFCHorace Mann Investors, INC.
- Andrew Bok, CFPEdward Jones