Stephen Mumford
Stephen Mumford is a CFP-designated registered investment advisor at M Holdings Securities, INC., based in Audubon, PA, with 19 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $10.0M | 1.10% |
| $10M+ | 1.05% |
Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.
Fee Estimator
Location
2500 Monroe Blvd., Suite 100, Audubon, PA, 19403
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a registered representative with MHS Holdings Securities, Inc. and an investment adviser representative of Valley Forge Investment Consultants, Inc. He dedicates about a quarter of his time to MHS Holdings, selling insurance products, and nearly full-time to Valley Forge Investment Consultants.
Employment History
Current Registrations
M Holdings Securities, INC.Broker
Valley Forge Investment Consultants, INC.
Previous Registrations
Vfic Securities, INC.Broker
Rittenhouse Asset Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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