Stephen Mumford
Stephen Mumford is a CFP-designated registered investment advisor at M Holdings Securities, INC., based in Audubon, PA, with 19 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
2500 Monroe Blvd., Suite 100, Audubon, PA, 19403
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a registered representative with MHS Holdings Securities, Inc. and an investment adviser representative of Valley Forge Investment Consultants, Inc. He dedicates about a quarter of his time to MHS Holdings, selling insurance products, and nearly full-time to Valley Forge Investment Consultants.
Employment History
Current Registrations
M Holdings Securities, INC.Broker
Valley Forge Investment Consultants, INC.
Previous Registrations
Vfic Securities, INC.Broker
Rittenhouse Asset Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.