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Desie Hardin

Edward Jones
13 Years of Experience
Battle Creek, MI
4 DisclosuresBroker
View SEC Summary
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Desie Hardin is a registered investment advisor at Edward Jones, based in Battle Creek, MI, with 13 years of industry experience. Desie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18 West Michigan Avenue, Suite 1A, Battle Creek, MI, 49017

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2011
Customer Dispute
January 2011
Closed-No Action
Customer Dispute
June 2009
Denied
Judgment / Lien
September 2008
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward Jones
September 2018 - Present · 8 yrs 1 mo
Edward JonesBroker
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
W R Rice Financial Services, INC.Broker
July 2011 - November 2011 · 4 mos
Chase Investment Services CORP.
April 2009 - May 2011 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
September 2006 - May 2011 · 4 yrs 8 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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