DP
DP
Douglas Phillips
19 Years of Experience
Iselin, NJ
1 DisclosureBroker
Douglas Phillips is a registered investment advisor at Cetera Investment Advisers LLC, based in Iselin, NJ, with 19 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
485 Us Highway 1 South, Bldg C; Suite 120, Iselin, NJ, 08830
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2010Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
October 2012 - June 2019 · 6 yrs 8 mos
Foresters Financial Services, INC.Broker
October 2006 - June 2019 · 12 yrs 8 mos
State Registrations17 states
CACTDEFLGAIAKSMAMDNCNHNJNYPARISCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.