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Barbara Watts

19 Years of Experience
Naperville, IL
Broker

Barbara Watts is a registered investment advisor at Cetera Investment Advisers LLC, based in Naperville, IL, with 19 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1730 Park Street, Suite 211, Naperville, IL, 60563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barbara is the Director of Client Services at Cornerstone Advisers, LLC, doing business as an investment practice. This is a full-time role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2006 - Present · 19 yrs 7 mos
Cetera Financial Specialists LLCBroker
September 2006 - Present · 19 yrs 10 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barbara Watts - Financial Advisor | TrueAdvisor