Samuel Smith
Samuel Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in South Plainfield, NJ, with 19 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2443 Plainfield Ave, Suite 2, South Plainfield, NJ, 07080
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel spends about half his time providing accounting services and tax preparation through TaxsmithS LLC. He also works full-time for Public Service Electric and Gas Company and has the ability to sell various annuity and insurance products through Avantax Insurance Agency LLC, dedicating a few hours per week to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations3 states
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