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William O'malley

19 Years of Experience
New York, NY
Broker

William O'malley is a registered investment advisor at Russell Investments, based in New York, NY, with 19 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 67,276 clients with $62B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
IM Fee
Planning only
Assets Under Management
$62.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1095 Avenue of the Americas, 14th Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Russell Investments
July 2008 - Present · 17 yrs 10 mos
Russell Investments Financial Services, LLC
June 2008 - Present · 17 yrs 11 mos
Russell Investments Financial Services, LLCBroker
June 2008 - Present · 17 yrs 11 mos
Previous Registrations
Assent LLCBroker
April 2008 - June 2008 · 2 mos
Old Mutual Financial Network Securities, INC.Broker
December 2006 - March 2008 · 1 yr 3 mos
State Registrations4 states
DENJPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.