LK
LK

Lauren Klein

18 Years of Experience
Purchase, NY
Broker

Lauren Klein is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

2000 Westchester Avenue, Purchase, NY, 10577-2530

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Lauren is the secretary/treasurer of CRS Realty Associates Inc and a general partner of Glicker Realty LP. She is also a member of Glicker Realty WA LLC, dedicating minimal time to real estate activities.

Employment History
Current Registrations
Morgan Stanley
December 2016 - Present · 9 yrs 5 mos
Morgan StanleyBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
June 2009 - October 2016 · 7 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
June 2009 - October 2016 · 7 yrs 4 mos
Neuberger Berman, LLCBroker
September 2008 - February 2009 · 5 mos
Neuberger Berman, LLC
September 2008 - February 2009 · 5 mos
Lehman Brothers INC.
September 2007 - September 2008 · 1 yr
Lehman Brothers INC.Broker
August 2007 - September 2008 · 1 yr 1 mo
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.