David Tracey is a CFP-designated registered investment advisor at Pathway Financial Advisers, LLC, based in Auburn, IN, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 766 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.80% |
| $500K - $1.0M | 0.60% |
| $1.0M - $2.0M | 0.40% |
| $2M+ | 0.20% |
Fees may be negotiable. At account inception or large infusion of capital: Hourly Fee $150 for due diligence, portfolio design/implementation, account setup, and managing transfers.
Fee Estimator
Location
4571 County Road 35, Auburn, IN, 46706
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is part owner of Financial Building, LLC DBA Covenant Properties, a real estate venture that rents space to Pathway Financial Advisers, LLC and Post & Miller, Inc. He spends a few hours per week managing the property.
Employment History
Current Registrations
Pathway Financial Advisers, LLC
Previous Registrations
Primevest Financial Services, INC.
State Registrations2 states
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